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Regulatory
and Compliance
Regulatory practices are increasingly impacting all industries, as businesses must navigate a growing landscape of laws and regulations to ensure compliance and mitigate risks. Whether it be technological advances or economic changes, regulatory areas are increasingly dynamic.
Having the right legal support to help you navigate and stay compliant with these complexities is crucial, not only for avoiding major issues but also for ensuring you remain ahead of changes and developments.
At Sterlington, we have first-hand knowledge of the impact of navigating regulatory requirements and ensuring compliance. Our team includes the previous Chief Compliance Officer of an $80B AUM asset manager and the Head of compliance for a global investment bank.
The team has deep experience in relation to the SEC and securities related legal and regulatory frameworks. We also have a wealth of experience advising clients on AML, BSA/KYC and FINCEN.
Related Insights
Legal Insights
BVI Sets Precedent: Landmark Ruling on Foreign Judgment Enforcement at Common Law
April 2024
Read more aboutBVI Sets Precedent: Landmark Ruling on Foreign Judgment Enforcement at Common Law
Articles
The Corporate Transparency Act – What You Need to Know
February 2024
Read more aboutThe Corporate Transparency Act – What You Need to Know
Company News
Sterlington Welcomes Securities Partner Jamil French to Enhance Investment Management and Regulatory Practice
January 2024
Read more aboutSterlington Welcomes Securities Partner Jamil French to Enhance Investment Management and Regulatory Practice